Commissioner Mark Uyeda dropped the bomb on April 8 and Gurley, a former SEC senior counsel, offered to answer questions about serious practical ramifications.

The Culver City custodian now has 20-plus $1-billion-plus RIAs and average size is 43% larger as integrations with Orion, Advyzon and Tamarac lay groundwork to tackle Schwab and Fidelity

'DNA' and rule issues are real but legal sources say Congress could soon make the firm's gambling foray a moot point.

The Schwab CEO expects house 'spot' trading by mid-April 2026, though Schwab's site starkly warns crypto has no 'inherent value.'

Recession signals grow • Confirmed as chair, SEC's Atkins faces Trump decision • InvestCloud nabs ex-Envestnet COO • Tibergien protégé lands at RIA • RIAs still see direct-indexing as a solution hunting for a problem • Software companies hire & launch.

Aging high-net-worth investors starting to seek answers about last, big transfer hold lion's share of Westlake, Texas, brokerage's $10 trillion in assets -- a place where Vanguard and Fidelity have made recent moves, too

The 'culture clash' collaboration of the kings of two different markets could be a good high-net-worth retail strategy for each -- but they have serious stuff to work out.

David Solomon jets around the world -- and to his luxury Bahamas retreat -- on a $70 million Gulfstream G650ER, one of two Goldman private planes.

Schwab co-chair intersects with Trump on policy, business [and golf,] while the company's chief investment officer Liz Ann Sonders has little good to say about government policies right now

The Westlake, Texas brokerage expresses urgency because 66% of retail assets are now high-net-worth -- with more than a million millionaires.

Today is so much better than yesterday after stocks rallied on a tariff 'pause,' but it is still a very bad situation; the damage assessment is just starting.

Shifting political winds may cause three asset managers with $26.72 trillion to 'go for the jugular,' Wall Street attorney says; not so fast, says a second securities attorney, 'There's a smoking gun here.'

The owner and CIO of Fisher Investments was not alarmed as of last week, then changed his tune but still thinks fears over tariffs are overblown.

Kim is now head of 'RIA' TAMP • In broad daylight, AssetMark edges closer to swallowing Adhesion • Ackman irked over ‘massive, disproportionate’ tariffs • Fisher sees market upside, if and when tariffs fail.

The New York robo imposed 65 basis points in 2024 on humanized $1-million-plus accounts, but is not competing with RIAs and 'never has been'

The note arrived in email boxes after the market collapsed 5% today and explains tariffs were needed and negative effects should be 'very' short in duration

Wayne Bloom and Rich Steinmeier both faced hard math after Dan Arnold's shock firing as LPL CEO, but then the numbers started to add up

The ex-Schwab CEO's appointment at Focus Partners' take-private owner, suggests the private equity player is positioning for a major move.

Only about four months into his job, Rich Steinmeier pulled off a coup, but poachers may smell blood, too.