Articles tagged "Steve Lockshin"
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Personal Capital gets $75 million investment and an ex-Schwab retail chief in Jeff Carney
The Bill Harris-founded call-center RIA, which manages $2.4 billion in assets, hits it $500-million bogey for valuation
May 19, 2016 at 11:30 AM
Amid growth slowdown, Personal Capital lists with an investment bank but critics debate if it means 'blood in the water'
Bill Harris has done things his way until now but may hand over control to a giant for a $500 million payday
December 11, 2015 at 10:58 PM
Why exactly Betterment backers Marty Bicknell and Steve Lockshin became customers of rival robo and custodian TD Ameritrade
What makes the counterintuitive step work is how Jemstep helps round up the mass-affluent's mess of paperwork
November 25, 2015 at 5:55 PM
Schwab's robo for RIAs is set to launch in next 10 days, to delight of online forerunners
The San Francisco custodian's Institutional Intelligent Portfolios is expected to legitimize the robo concept but significant unknowns remain
June 19, 2015 at 6:02 PM
News that AAA -- the tow truck guys -- are entering the robo-advisor business made the Finance Logix point in Vegas
The Pacquiao-Mayweather crowds added to the surreal Las Vegas scene and underlined the pace-of-change theme
May 4, 2015 at 7:37 PM
With robo-advisors on the rise, robo custodian Apex is rising with them, a diamond mined from the rubble of the Penson Worldwide debacle
Cheaper, more paperless and early to market, the Dallas-based clearing house/broker-dealer is out to protect its lead as big RIA custodians play robo catch-up
May 1, 2015 at 6:19 AM
Schwab makes thousands of its RIAs subject to fee for robo-software, allocation of client cash to Schwab Bank
The San Francisco firm told RIAs on a webcast that their firms must have $100 million on account or pay for robo-software
March 23, 2015 at 7:21 PM
The mission-critical task Abby Johnson has entrusted to Mike Durbin regarding Fidelity's RIAs and automation
The Fidelity CEO's move reflects a paradigm shift for RIAs, for the whole company
March 16, 2015 at 8:17 PM
Schwab sings 'Blue' as it rolls out its robo -- and phono -- functions ahead of deadline, with minimums
Schwab Intelligent Portfolios now has breakpoints of $5,000 and $50,000 of assets -- and comes with human broker help
March 9, 2015 at 10:07 PM
On strength of $1.4 billion of AUM and 90 RIA clients, Betterment raises $60 million of VC funding as it looks to disrupt RIA custody
The New York City-based robo added $1 billion in 11 months and (sources say) has bigtime RIAs contemplating it as a primary platform, CEO Jon Stein says
February 19, 2015 at 2:01 PM
In a T3 teeming with deals, eMoney's Edmond Walters owned Dallas
Fresh off his firm's sale to Fidelity, eMoney's CEO demo left the crowd spellbound -- even as he chided Chuck
February 16, 2015 at 8:27 PM
Debriefing a post-Convergent Steve Lockshin as he once more builds a classic RIA -- or is it neo-classical?
AdvicePeriod's chief says he won't poach Convergent (if he can avoid it) and hopes that his $300-million RIA will have a Betterment feel
January 8, 2015 at 5:55 PM
With Convergent experiencing advisor exodus, City National takes greater control of the RIA
Doug Wolford gets a vote of confidence from his City National-controlled board of directors and he references a new five-year plan of creating a 'professional management structure'
December 6, 2014 at 10:53 PM
Barron's: David Zier's death takes another tragic twist
The Convergent executive's death was likely a suicide related to non-Convergent money managed for family and friends by Zier in a 'personal account'
October 25, 2014 at 9:58 PM
The RIA business mourns the death of David Zier
The chief executive of Convergent Wealth Advisors was only 44
