Articles tagged "Chip Roame"
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Raymond James looks to extend its RIA roll-up success with FallLine deal that gets John Straus off the startup schneid
The St. Petersburg, Fla.-based broker-dealer connected with Steward and this time it gets play at making gains in two weak areas -- serving RIAs and ultra high net worth investors
July 13, 2017 at 9:04 PM
Wells Fargo's new ADV reveals plenty about its robo's ambitions to max cross-selling and minimize channel conflict
Intuitive Investor is priced on the high side and bars micro-investors, yet is positioning itself as the anti-niche player
April 18, 2017 at 6:24 PM
The 10 takeaways Chip Roame imparted at his Tiburon CEO Summit in NYC and other items I gleaned by gumshoe reporting
From the Battery Ritz common space, disembodied text and email recipients appear in human form
April 6, 2017 at 5:26 PM
How and why Morningstar sliced 16 bps for RIAs by dumping third-party mutual funds and stamping its Switzerland brand on its own mutual funds
Morningstar offers a Bogle-like rationale damning third-party mutual fund wrappers as an extravagance in $7 billion Managed Portfolios product
March 22, 2017 at 8:15 PM
Scott MacKillop applies shock-and-awe pricing to SMA market to good effect after merely lower fees left RIAs flat
Using a robo out of a yoga studio, First Ascent is using a flat, capped fee to fulfill a founder's vision
March 14, 2017 at 10:47 PM
Incredulity hovers over LPL's retro -- or is it inspired? -- choice of original 1983 employee Jim Putnam as chairman
As the 14,000-rep broker-dealer gropes for a post-DOL, post-digital future, it'll rely on the old-school standard bearer to shepherd new CEO Dan Arnold
March 10, 2017 at 8:05 PM
Fidelity and Schwab one-two $4.95 price punch staggers industry with execs willing to go 'far, far, far further'
As the Boston and San Francisco giants forgo hundreds of millions in profits in play-for-market-share in higher-margin businesses -- like advice
March 2, 2017 at 8:03 PM
Schwab unveils its virtual future to plaudits but using green CFPs as its real people, mandatory 6% cash, could prove troublesome
Move to launch 28 basis-point Schwab Intelligent Advisory by summer checks all boxes on price, robo, planning, ETFs -- and commoditizes what RIAs sell for three times the fee
December 15, 2016 at 6:11 PM
What to make of how Wells Fargo and SigFig are cooking up an unprecedented cross-sell of wealth management to retail bank customers
The deal, unlike some others by SigFig, is not to aid W-2 or 1099 advisors of the (Wells Fargo) wirehouse or bank, but to compete for assets on an open battle field
November 17, 2016 at 10:05 PM
Buyer scoops up BrightScope using Genstar capital
The once-brash Alfred brothers sought out Strategic Insight as the DOL rule comes thundering toward their 401(k) herd
November 1, 2016 at 2:11 PM
Buyer scoops up BrightScope using Genstar's bucks
The once-brash Alfred brothers sought out Strategic Insight as DOL rule came thundering toward their 401(k) herd
October 31, 2016 at 10:04 PM
Tiburon CEO Summit goes high as talk turns to FANG factor on days one and two
The once-dismissed prospect that Facebook, Amazon and Google could enter wealth management was back on the front burner as advice business chiefs gathered and Google contributed to a panel
October 12, 2016 at 10:44 PM
Capital One brings bigger crowbar to your wallet as it launches national RIA with its signature intensity
The brokerage unit of the giant McLean, Va.-based bank is hiring energetically, and following a model not dissimilar to Wells Fargo
September 26, 2016 at 6:16 PM
How Joe Mansueto's CEO hand-off to Kunal Kapoor could be more than a succession play for Morningstar
The Morningstar CEO, 60, still owns 56% of the Chicago data firm's stock and his plan to 'read more books' needs to be examined in that light
September 9, 2016 at 6:30 PM
Why Focus Financial is risking it all -- including the advantages of privacy and private stock -- for a successful IPO
RIAs are perhaps being held in place by just those two elements, but with $1-billion valuation on the line, the liquidity event is taking on a life of its own
