Articles tagged "Raymond James"


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Raymond James looks to extend its RIA roll-up success with FallLine deal that gets John Straus off the start-up schneid

The St. Petersburg, Fla.-based broker-dealer connected with Steward and this time it gets play at making gains in two weak areas -- serving RIAs and ultra high net worth investors

July 13, 2017 — 9:04 PM UTC

DFA RIAs remain in turmoil as Schwab and Fidelity ponder matching TD Ameritrade pricing deal and a key couple of basis points

The Austin, Texas-based asset manager says its door is open for negotiation but the two big custodians in San Francisco and Boston remain mum as RIA CEOs are pressing for clarity

May 2, 2017 — 9:32 PM UTC

Brian Hamburger plays the heavy on DOL rules at Ray Jay's national RIA event in St. Petersburg and goes light on fear-mongering

The MarketCounsel CEO had good news as RJ's Bill Van Law let RIAs know that the Alex. Brown deal brings alternative investment choices, services for the UHNW market, new lending offerings and multicurrency capabilities

October 10, 2016 — 6:41 PM UTC

What exactly led to a Raymond James lifer morphing into a cooking school proprietor in Italy

Two years into his venture, Mike Di Girolamo tells what went into effecting his mouthwatering second chapter

August 3, 2016 — 5:28 PM UTC

As Raymond James seeks to wire its Alex. Brown upbranding deal, it hires past Deutsche CEO Seth Waugh with bona fides and baggage

In adding execuive chair, Raymond James is looking to complete the orchid botanist's task of providing just the right Wall Street water and Baltimore sunlight

April 27, 2016 — 7:49 PM UTC

With Envestnet shares deeply depressed, analysts cut Jud Bergman little slack on 4Q earnings call

WIth a not-yet-integrated Yodlee, trouble with a big client, Lori Hardwick's departure and a recent history of muddy communication, CEO Jud Bergman worked hard to reassure

February 29, 2016 — 6:09 PM UTC

In rebuke of Wall Street, Raymond James, William Blair and Stifel help form non-wirehouse advocacy group to 'shed baggage' but not without a suitcase of SIFMA ideals

American Securities Association proclaims a fresh 'voice' but for now seems to be a rebel with a cryptic cause

February 24, 2016 — 10:44 PM UTC

What to make of Raymond James putting 'Alex. Brown' back into business and what to make of the $420 million it's spending to make it happen

Raymond James could get the hallowed brand and 200 advisors with $50 billion in advised assets for a nominal price but it'll also be pumping Deutsche products through the AB unit

December 4, 2015 — 8:28 PM UTC

After winning a $1-billion RIA, Raymond James fills a void by hiring a true-blue elite RIA executive

The St. Petersburg, Fla.-based maestro of advice channels is hiring an RIA custody virtuoso with Schwab and Fidelity training

September 4, 2015 — 6:46 PM UTC

Big brokers take action on F-Squared funds and Virtus shares reel as SEC actions sink in

Lawyers are now threatening class action suits against the $28-billion ETF manager and firms like Raymond James, Stifel and Wells Fargo are making their wariness official

January 22, 2015 — 8:01 PM UTC

Why an $850 million BNY Mellon RIA team finally said 'yes' to Raymond James after a 'no' in 2007

LPL may have the lead in the quantity of RIAs it's bringing onboard, but Bill Van Law touts this win as an exemplar of the high-quality firms RJ is attracting

January 9, 2015 — 8:22 PM UTC

How Raymond James finally landed a big Bear Stearns team after JP Morgan retained and detained it for six years

The Florida broker-dealer finally has its first corner-office-style group at Rockefeller Center

December 11, 2014 — 7:28 PM UTC

Following serious questions about how it calculated returns, F-Squared hires a new CEO after the old one leaves

On a short Raymond James, RBC and Wells Fargo leash, the biggest ETF manager in the industry with $28 billion loses Howard Present and brings up Laura Dagan from its board of directors

December 4, 2014 — 12:36 AM UTC

Ray-Jay RIA event produces how-I-did-it talks from four high-achieving RIAs

The confab also extruded real news on the St. Petersburg custodians' roll-out of an no-transaction-fee platform and its de-manualization of social media for RIAs

October 14, 2014 — 7:46 PM UTC

What's up with J.D. Power naming Commonwealth top IBD for the fourth straight year

One trick, Wayne Bloom says, is that he relentlessly squeezes feedback out of his 1,600 advisors

July 2, 2014 — 12:32 AM UTC