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Articles tagged "Derek Bruton"


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Tom Giachetti: This is how you protect your brand.

Tom Giachetti warns at Gladstone event in Philly about 'one bad exam,' as dealmakers get SEC reality check amid reset M&A aspirations

The M&A event restarts after COVID-19 hiatus and stormy financial markets--where rates are up and AUM is down--don't deter attendees.

May 9, 2022 at 7:48 PM

Derek Bruton: I am poised to bring the passion I have for scaling businesses to Gladstone clients.

As RIA M&A continues to go ballistic, Gladstone Group makes consultant out of Derek Bruton -- with an 'enterprise' wrinkle

The Plymouth Meeting, Pa., deal shop has fintech and asset managers reaching out for RIA advice, in addition to scores of RIAs trying to decide whether to pull the trigger.

January 6, 2022 at 6:21 PM

Derek Bruton: Having achieved my top priorities ... the time is right for me to step back to pursue other professional endeavors.

Three months after Larry Roth's SPAC steps in, Derek Bruton steps down as Kingswood US CEO and eyes next move in July with no Kingswood successor in sight

The former LPLer's three-year stint began with Chalice in San Diego and ended with lead role in a British roll-up later swallowed by an investment firm headed by former Cetera CEO Roth.

March 30, 2021 at 8:00 PM

Derek Bruton: Keith and I agreed that our RIA and BD would benefit from additional outside capital to pursue our M&A growth strategy for that business.

Derek Bruton rides again as CEO of Chalice Wealth Partners IBD and RIA, after Kingswood acquisition splits units from the services outsourcer

The dynamic duo of Keith Gregg and Derek Bruton has split into solo acts -- with Bruton joining British roll-up arrivistes, Kingswood. But there's no hard feelings, say the pair.

January 21, 2020 at 7:52 PM

Keith Gregg:  I own this company and I don't need anyone or anything else.

Derek Bruton joins Keith Gregg as Chalice Wealth Partners makes urgent Dynasty-lite bid bolstered by $4.5 million and Aaron Schumm

The two San Diegans of LPL and First Allied fame are hungry for success and redemption after a few stop-and-go years

May 4, 2018 at 10:30 PM

HighTower's advisors get a say in who buys the firm.

The HighTower Advisors 'for-sale' rumors grow to include a named suitor

Source says Oppenheimer is consummating a deal but observers question how HighTower could graft its roll-up onto the aging B-D

September 1, 2017 at 2:24 PM

Paul Orfalea founded West Coast Asset Management when he sold Kinko's but left two years ago.

Derek Bruton brings aboard two advisors seeking big back office after founder of their RIA, UHNW Kinko's founder, moves on

The former LPL executive's roll-up effort absorbs accounts of West Coast Asset Management, after it had challenges as a stand-alone RIA

October 6, 2014 at 8:59 PM

Bill Dwyer: When I met Nick it reminded me of a similar presence ...(Todd Robinson). Lightning strikes twice.

What exactly enticed Bill Dwyer out of retirement to work on the other side

The former LPL leader takes a spot vacated by Larry Roth at RCS Capital that involves selling to advisors

September 25, 2014 at 1:57 AM

Ray Lucia Jr.: We have a profound respect for my father ... his regulatory challenges are his and his alone.

Derek Bruton joins forces with Ray Lucia Jr. in San Diego to execute national RIA hybrid plan

The ex-LPL exec saw no issue at all joining the eponymous son of the radio host barred by the SEC

July 31, 2014 at 2:08 PM

Joan Khoury will help to transition the people taking her duties.

LPL's Robert Moore makes his next moves -- and this time Joan Khoury is out

As LPL seeks its voice as a corporation, the company will go a new direction for marketing with reently hired Morgan Stanley and Russell Investments talent

June 5, 2014 at 11:31 PM

Bill Morrissey epitomizes LPL's ability to grow rapidly.
April 14, 2014 at 6:52 PM

Derek Bruton: It allowed me to step back and look at all I had accomplished to date and where I wanted to go from here.  In the short term, I will be taking some time to prioritize and recharge.

What is the story with Derek Bruton's sudden LPL departure?

The powerful veteran seemed to be in the prime of his career and rising with a long track record of goodwill

April 6, 2014 at 5:23 PM

LPL advisors will join Mario Andretti and other jet-setters on the French Riviera next week.

LPL is taking its elite RIAs and other top producers to Monte Carlo in out-of-beribboned-box move

The broker-dealer's record first time sign-ups show the European haven strikes a chord with Orlando-weary advisors

March 5, 2014 at 9:54 PM

Derek Bruton: The sales cycle has lengthened.

At the $50 billion mark, Derek Bruton discusses how LPL's hybrid unit became 'wildly successful' and why Fortigent helps put the $100-billion target closer still

Booming markets have slowed recruiting, but the IBD's RIA custody unit will only get better as it affords itself more and more of Fortigent brainpower

June 19, 2013 at 1:34 PM

Andy Kalbaugh and Derek Bruton do a takeoff of an ESPN sports show called “Pardon the Interruption.”

LPL shows flashes of its new image at Financial Masters 2013

Mark Casady talked up a more 'personal' approach and Robert Moore suggests an increased focus on the high net worth market

March 19, 2013 at 7:34 PM

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