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Derek Bruton joins forces with Ray Lucia Jr. in San Diego to execute national RIA hybrid plan

The ex-LPL exec saw no issue at all joining the eponymous son of the radio host barred by the SEC

Thursday, July 31, 2014 – 2:08 PM by Brooke Southall
Admin:
no description available
Ray Lucia Jr.: We have a profound respect for my father ... his regulatory challenges are his and his alone.

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July 16, 2022 – 1:35 AM

As RIA M&A continues to go ballistic, Gladstone Group makes consultant out of Derek Bruton -- with an 'enterprise' wrinkle

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January 6, 2022 – 6:21 PM

Three months after Larry Roth's SPAC steps in, Derek Bruton steps down as Kingswood US CEO and eyes next move in July with no Kingswood successor in sight

The former LPLer's three-year stint began with Chalice in San Diego and ended with lead role in a British roll-up later swallowed by an investment firm headed by former Cetera CEO Roth.

March 30, 2021 – 8:00 PM

Derek Bruton rides again as CEO of Chalice Wealth Partners IBD and RIA, after Kingswood acquisition splits units from the services outsourcer

The dynamic duo of Keith Gregg and Derek Bruton has split into solo acts -- with Bruton joining British roll-up arrivistes, Kingswood. But there's no hard feelings, say the pair.

January 21, 2020 – 7:52 PM



Mike Byrnes

Mike Byrnes

July 31, 2014 — 7:36 PM

Congrats Derek! — Mike Byrnes, President of Byrnes Consulting, LLC, www.byrnesconsulting.com

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