Person

Brian Hamburger

162 articles

Articles tagged "Brian Hamburger"

Page 4 of 11

Brian Hamburger: Given the case and knowing Joel, I thought I'd be a doing a net disservice by not participating here

Jul 25, 2016

Brian Hamburger joins the fray -- and ups the ante -- in Bruckenstein-Winterberg lawsuit

MarketCounsel CEO framed the answer to the Winterberg lawsuit; it says Winterberg did not meet 'measurable' demands and that he subverted T3 by promoting his own services

LPL put four people in a new Washington D.C. office with a criss-crossing legislative agenda in mind.

Jun 8, 2016

LPL Financial dumps FSI then goes full swank on lobbying office -- but legislative agendas of FSI and LPL don't reveal any divide

The big broker-dealer stopped paying dues to the Financial Service Institute but it'll pay up for hot offices near the White House

Bill Winterberg: My attorney, Robert Graziano, has documentation for the numbers, revenue and expenses for all three years of T3 Enterprise.

Jun 2, 2016

As legal battle erupts between Bill Winterberg and Joel Bruckenstein, T3's allegedly wild profits from pay-for-play content get dragged into court of RIA opinion

In need of a partner when David Drucker retired, Bruckenstein brought in friendly rival Winterberg on a handshake coopetition deal; now Bruckenstein has Brian Hamburger defending him

Marion Asnes of the Idea Refinery [r.] with Nicole Newlin of Efficient Advisors: Until Big Data reveals all of their clients' habits and motivations, advisors will just have to work at winning their attention.

May 23, 2016

With a nod to OSJ power and DOL rumblings, Gladstone convenes 100 advisors in Philly

10 OSJs walk into a room and the rest is silence for 90 locked-out attendees

Elliott Weissbluth: Liz and I are working the deal-making together. This isn't assigned downstream to a sales team

Mar 18, 2016

With a reminiscent fire, Elliot Weissbluth personally leads a new charge to buy RIAs

The CEO of HighTower, with a big assist from Liz Nesvold and a $150 million line of credit, is on the prowl for large practices

Brian Hamburger: The impact of this confusion is incalculable.

Mar 4, 2016

RIA advocates cry foul after international media pick up on U. of Chicago study labeling shady stock brokers as 'investment advisers'

Investment Adviser Association issues urgent press release; authors offer defense that Brian Hamburger finds hard to swallow

The shindig opened with a salute to immortal Fontainebleau guests as RIAs themselves indulged in dreams of destiny.

Dec 14, 2015

MarketCounsel event opens window on race to first $100-billion RIA and why a new round of 'destruction,' 'blunder,' culture wars, tech disillusionment and SRO jockeying must play out

With hedged hyper-optimism, Marty Bicknell, Ron Carson, Mark Tibergien and Shirl Penney got real with Graham Thomas about mad egg-breaking enroute to the perfect RIA omelet

Brian Hamburger: Compliance is an operational standard of care that as long as firms don’t drop below that, they will be successful.

Dec 11, 2015

How Brian Hamburger's Miami Beach confab served up compliance cocktails with Lithium chasers to manic RIAs

MarketCounsel Summit had trouble topping last year's Spitzer- Robbins- Cuban-extravaganza in Vegas, but dispensed a compliance-minded prescription to RIAs suffering from growth-spurt jitters

Matthew Papazian [l. w/Ross Fox, Sarah Keys, Dick Sisung and Marti Awad]: We had no intention of ever going after them.

Dec 1, 2015

What Merrill Lynch was able to strip away from breakaway RIA Cardan Capital and why the advisors made the 'tactical' decision to let go

These Denver-based advisors achieved a rarefied status at BoA's broker-dealer as money manager and wealth manager before deciding to bolt

Corient principals: Clients looked at us with a strange look on their face, saying, 'Well, aren’t you my financial adviser?’

Oct 6, 2015

Why a $3 billion UHNW team in Newport Beach bolted Merrill Lynch and what breakaway bugs are reading into it

The alternating carrot/whip spurs for wirehouse mega-teams has the breakaway buggy bolting along

Dave Mrazik: This is, without question, a defining moment.

Sep 2, 2015

Citing 'Moss Adams' vision, MarketCounsel makes 17th hire in nine months

Quarterbacking the mass assemblage, David M. Mrazik, former general counsel at the New York-based roll-up, becomes managing partner

Brian Hamburger: You start with people you know and you really get to the point where you grow into people who are known.

Jul 14, 2015

Bringing a familiar ferocity, Brian Hamburger binges on Ivy League grads and wirehouse and securities-firm veterans in MarketCounsel restaffing

With $1-billion RIA firms abounding, the New Jersey lawyer breaks away legal talent from Wall Street to address a blizzard of change

Andy Putterman: They are likely unhappy.

May 19, 2015

Gladstone commandeers the Four Seasons as Andy Putterman and Brian Hamburger command the buzz

The M&A firm's event is about zzzzzzuccession planning but the event got un-boring fast when the two CEOs spoke their minds

Peter Mangan: If you don't become asset custodians, we won't become investment advisors.

Apr 27, 2015

Peter Mangan taunts rival RIA custodians as Shareholder Services Group adds weapons, advisors

San Diego event celebrates emerging advisors and their emerging custodian

Mark Casady has a new beard but his firm's views on fiduciary rules may differ from FSI by more than a whisker.

Apr 16, 2015

LPL reconsiders FSI as it drops out of its board, offers own DOL stand and hires own lobbyist

The giant IBD-custodian breaks from Financial Services Institute pack with pro-DOL statement as FSI posts more negative view on Labor Dept.'s 'fiduciary' definition

Brian Hamburger

Articles tagged "Brian Hamburger"

Brian Hamburger joins the fray -- and ups the ante -- in Bruckenstein-Winterberg lawsuit

LPL Financial dumps FSI then goes full swank on lobbying office -- but legislative agendas of FSI and LPL don't reveal any divide

As legal battle erupts between Bill Winterberg and Joel Bruckenstein, T3's allegedly wild profits from pay-for-play content get dragged into court of RIA opinion

With a nod to OSJ power and DOL rumblings, Gladstone convenes 100 advisors in Philly

With a reminiscent fire, Elliot Weissbluth personally leads a new charge to buy RIAs

RIA advocates cry foul after international media pick up on U. of Chicago study labeling shady stock brokers as 'investment advisers'

MarketCounsel event opens window on race to first $100-billion RIA and why a new round of 'destruction,' 'blunder,' culture wars, tech disillusionment and SRO jockeying must play out

How Brian Hamburger's Miami Beach confab served up compliance cocktails with Lithium chasers to manic RIAs

What Merrill Lynch was able to strip away from breakaway RIA Cardan Capital and why the advisors made the 'tactical' decision to let go

Why a $3 billion UHNW team in Newport Beach bolted Merrill Lynch and what breakaway bugs are reading into it

Citing 'Moss Adams' vision, MarketCounsel makes 17th hire in nine months

Bringing a familiar ferocity, Brian Hamburger binges on Ivy League grads and wirehouse and securities-firm veterans in MarketCounsel restaffing

Gladstone commandeers the Four Seasons as Andy Putterman and Brian Hamburger command the buzz

Peter Mangan taunts rival RIA custodians as Shareholder Services Group adds weapons, advisors

LPL reconsiders FSI as it drops out of its board, offers own DOL stand and hires own lobbyist

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