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Dynasty Financial was like the roll-up with no financial engineering; now Shirl Penney is hacking capital left and right for an M&A machine and a poaching parlor

The new 'Freedom Note' adds to last month's M&A division rollout and other means to juice inorganic growth -- even with a world of new risks

Author Brooke Southall June 21, 2019 at 10:23 PM
Admin:
no description available
Shirl Penney: We have deployed capital at over 35 client firms with no issues.

Jeff Spears

Jeff Spears

June 22, 2019 — 11:27 AM
This structure allows advisors to take control rather than going control to the capital source. Sounds like Independence 3.0 to me and a better position that we can pick better money managers.

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Shirl Penney hands over 'front end of the house' to Andrew Marsh as Dynasty reboots -- post-$100-million raise, post-IPO withdrawal and post-Schwab partnering

The Dynasty CEO is handing over sales, custody relations, breakaways and M&A sales to the un-retired Canadian -- and wildly promoting from within.

September 21, 2023 at 1:53 AM

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September 24, 2019 at 2:02 AM

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June 6, 2023 at 1:46 AM

Dynasty Financial hires 'real deal' TD Ameritrade RIA sales talent who left after Schwab deal; he'll again mine for RIAs on Florida's Gold Coast--first big news since IPO disclosed

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February 17, 2022 at 2:50 AM

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