Articles tagged "State Street"


HeadlinePublish date

How 3 wealth managers at Goldman Sachs parlayed a $1 billion book of business into a $125-million payday -- after doing it once before for $217 million

Todd Morgan sold his practice to State Street the first time, bought it back and is now selling to an entity partially owned by the National Bank of Canada

September 5, 2013 — 3:37 AM UTC

Schwab gins up trading in foreign currencies but not for RIAs

The San Francisco-based broker now has trading in local currencies at 12 foreign equity markets but advisors cite higher priorities elsewhere

November 6, 2012 — 4:17 AM UTC

Fidelity launches major division in Denver with an 'ETF quarterback' calling the shots

The new venture appears to be the Boston giant's long-awaited foray into exchange traded funds but some details are still being carefully guarded

September 17, 2012 — 4:56 AM UTC

ByAllAccounts doubled advisory assets aggregated to $400 billion in 2011

New partners like Redtail Technology, Envestnet and AssetBook helped pave the way

March 12, 2012 — 3:09 AM UTC

State Street's semi-secret success in the RIA custody business

The Boston-based giant typically services RIAs with $1 billion or more in assets - RIAs so big they have their own technology

December 12, 2011 — 6:28 AM UTC

Why exactly Dave Loeper and a Smith Barney/E.F Hutton legend are teaming up

Leonard Reinhart has ideas about how to market the Richmond, Va.-based firm's patented technology - and alleviate strain

October 26, 2011 — 4:55 AM UTC

Schwab Advisor Services is nearing $800 billion of RIA assets but analysts are split over whether it can continue to dominate

Fidelity keeps flexing its muscles as Schwab raises its hybrid-friendly profile, reaches out to IBDs and rolls out an ambitious vendor platform

September 6, 2011 — 2:42 AM UTC

New company will allow RIAs to manufacture ETFs

Exchange Traded Concepts hopes that a cheap, simple ETF process will lure mid-sized firms onto the playing field

July 19, 2011 — 2:21 PM UTC

How some firms take on lead advisor role - and charge $100,000 a year for it

Research offers a clue to cope with breakdown of trust

April 13, 2011 — 2:54 PM UTC

Windhaven's success draws attention to emerging ETF managers

Aided by big companies like State Street and BlackRock, managers offer a leg up to RIAs seeking ETF strategies

April 6, 2011 — 2:44 PM UTC

Fidelity arms its RIAs for battle with white-glove brands

Pershing and Schwab are also angling for advisors game to bag some mega-clients

October 25, 2010 — 4:19 AM UTC

Robert Levitt is building a big RIA practice in Florida from France and Indonesia

Customers may pay a little more but get a very different investing approach

August 11, 2010 — 4:00 AM UTC

BNY Mellon's new RIA custody unit will collaborate [and compete] with Pershing Advisor Solutions

The giant bank believes it can meld technology and sales forces to lure to dug-in breakaways

June 2, 2010 — 5:31 AM UTC

Royal Bank of Canada is hustling to become an RIA custody force

RBC Advisor Services weaves together RIA businesses of old Dain Rauscher and old Bear Stearns

May 24, 2010 — 5:50 AM UTC

10 things that show the RIA movement is really heating up in 2010: Part I

Observers need a scorecard to keep track of all the advances that RIAs are making

March 22, 2010 — 4:59 AM UTC