Articles tagged "Scottrade"


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MarketCounsel Summit 2016 – the theme is when the boss calls, you go

The Fontainebleau glitters, but not with newly minted Trumpsters, as Summit chief Brian Hamburger got more than he bargained for with the conference's theme of 'change'

December 9, 2016 — 4:41 PM UTC

JD Power crowns Schwab as tops for 'self-directed' investors for its ability to provide investors greater direction

Scottrade plummets from first place to fifth as Fidelity and Vanguard come in a hair behind Schwab

May 22, 2015 — 5:26 PM UTC

The 10 biggest threats to the RIA business heading into 2014

The fiduciary planning model is taking shots from every angle but the jugular looks inaccessible

December 27, 2013 — 11:02 PM UTC

Part II: RIA custodians' answer to challenges to their monolithic control: We still have big-time scale advantages

Roll-ups and other mezzanine firms are squeezing RIA custody margins as a value proposition but the big-brand custodians -- and some new ones -- are liking the cards they have to play

November 11, 2013 — 6:53 AM UTC

Part I: Is the era of the monolithic RIA custodian coming to an end?

RIAs, small custodians, co-ops, study groups, roll-ups, TAMPs, compliance shops, OSJ and IBDs are all chipping away at much of what fit under the roofs of Schwab, Fidelity, TD and Pershing

November 1, 2013 — 4:51 PM UTC

Fidelity's annual $10,000 custody fee will attach to a wider swath of small RIAs

The dinging of the under-$15-million crowd is painful for initiates but a pleasing prospect for competing custodians ready to welcome defectors

September 24, 2013 — 5:02 AM UTC

A peek inside the rising RIA custodians fighting to overtake the Big Four

RBC, LPL, TCoA, Scottrade and National Advisors Trust are all pushing to gain the critical mass to get past also-ran status

November 29, 2011 — 5:44 AM UTC

Some Scottrade RIAs think the company's giant branch network is ripe for referrals

It would be a culture shift but Brian Davis leaves the door open

October 5, 2010 — 4:07 AM UTC

Adding to the list of RIA custodians headed by execs with Schwab schooling, Scottrade promotes Brian Davis

After a wait, a spot vacated by Doug Talir gets filled by his former second in command

October 4, 2010 — 3:35 AM UTC

Fidelity will soon charge a big fee to small advisors

Boston-based custodian is on service crusade and economics need to work

September 24, 2010 — 3:52 AM UTC

Online brokers may be bigger threat to financial advisors than they realize, study says

E*Trade, Schwab and Fidelity win assets from advisors and relinquish them grudgingly, according to Aite Group report

April 19, 2010 — 7:27 AM UTC

10 things that show the RIA movement is really heating up in 2010: Part I

Observers need a scorecard to keep track of all the advances that RIAs are making

March 22, 2010 — 4:59 AM UTC

Scottrade is ramping up marketing -- with an interim leader at the helm

The St. Louis-based discount broker has big momentum and a big position to fill

February 24, 2010 — 7:33 AM UTC

Percolating: RIA custody roundup for 2010

New faces, new programs, new technology and new assets

December 31, 2009 — 4:23 AM UTC

New RIAs gather assets more zealously than veterans

Established RIAs also more likely to report a decline in client base than newbies

December 28, 2009 — 4:44 AM UTC