10 things that show the RIA movement is really heating up in 2010: Part I
Observers need a scorecard to keep track of all the advances that RIAs are making
Mark Tibergien sets up Ben Harrison to challenge Schwabitrade with a $150 million cut to Pershing's minimum and millions more to develop Veo-busting technology
The CEO suite hand-off in Jersey City pulls a trigger on a plan to bypass Fidelity's and eventually Schwab's custody units by luring disaffected RIAs.
March 11, 2020 – 7:58 AM
TD Ameritrade's board suddenly pushes out Tim Hockey after his big misread of RIAs; Tom Bradley name-dropped as successor
The CEO broke the TD promise never to compete with RIAs, took it back and got sent packing
July 23, 2019 – 4:30 AM
Robinhood gets 'brilliant' upper manager -- and a spare CEO -- by nabbing TD Ameritrade's ex-thinkorswim top exec, hopefully to throw a lifesaver to Robinhood's sinking stock
The Menlo Park, Calif., firm nabbed Steve Quirk as first-ever chief brokerage officer to 'bridge the gap between academia and reality.'
January 6, 2022 – 10:33 PM
Oisín's snippets: Charles Schwab brand goes up on Omaha's TD Ameritrade stadium, home of college baseball world series • Interactive Brokers lands an RIA custody insider, Charlie Latimer, to climb the custodian ladder
The TDA brand lives on until the techies figure out how to make two systems into one, but change is in the air in Omaha, while Interactive Brokers gets a leg up in the custody business with a new hire.
December 27, 2021 – 9:58 PM
See more related moves
Top Executive: Dan Arnold
Top Executive: Tom Nally
Raymond James Financial Inc.
Top Executive: Bill Van Law
State Street Wealth Manager Services
Top Executive: Marty Sullivan
Scottrade Advisor Services
Top Executive: Brian Stimpfl
E*TRADE Advisor Services
Top Executive: Joshua Pace
Top Executive: Robb Baldwin
Shareholders Service Group
Top Executive: Peter Mangan
I don’t see any mention of Century Securities in your list of new custodians, is their business different than the three others you mentioned?
I’d be interested in learning more about Century Securities. If they’re a rising RIA custodian then I’d like to learn more about them.
Mary Ann Buchanan
Your insight and ability to incisively discuss the most relevant points in the RIA world is a major contribution to those trying to move forward in this space.
Mary Ann Buchanan
Hi Mary Ann,
Thank you. I appreciate this comment.
I can only in turn thank my sources who continuously make an effort to get
me good information and help me to understand it in the context of the RIA world.