Articles tagged "Windhaven"


HeadlinePublish date

As Schwab noncompete expires, Steve Cucchiaro jumps back into the ETF management game with old staff

After selling $4.5-billion Windhaven to Schwab for $150 million he eventually left at $19 billion, then missed the culture of independence

January 20, 2016 — 9:34 PM UTC

Bean Town Brahmins -- ex-Windhaven execs -- may pay as much as $100 million for F-Squared remains

The embattled Wellesley, Mass.-based ETF manager filed Chapter 11 to make a sale contingent on transitioning its remaining $5 billion of managed assets

July 10, 2015 — 5:38 PM UTC

Reading between the lines of Schwab's 2014 earnings release to understand investor indifference

Windhaven's results and Schwab Private Client's non-resullts could have investors on edge despite record assets from RIAs

January 20, 2015 — 8:56 PM UTC

Top 7 RIA takeaways, including some ouches, from Charles Schwab's earnings commentary

Windhaven's reverses are official, Schwab is minting advisors at its 'Wealth Academy' and the ETF 401(k) plan found just one taker but Schwab's asset growth is stellar

October 17, 2014 — 5:27 PM UTC

8 takeaways from Schwab's earnings report and commentary including: We are 'full-service', dammit

The San Francisco-based company is upping its rhetoric relating to its bid to bring higher-level investment counsel to high net worth investors

July 18, 2014 — 7:49 PM UTC

With Stephen Cucchiaro out, Liz Ann Sonders takes the Windhaven reins

The founder of the once-explosive ETF manager didn't have the same investing magic in the wake of his sale

June 27, 2014 — 9:02 PM UTC

Schwab's financial plan production skyrockets in 2013 as part of 'Chuck's' upmarket push

TD and Fidelity hold their fire on playing the planner role as Schwab clients get a full-on planner-executed fee for $2,000 and others are satisfied with more limited plans executed by 1,000 branch advisors for free

January 23, 2014 — 7:26 PM UTC

How Schwab is calling out wirehouses with its 'accountability' blitz and what collateral effects could hit RIAs

Chuck's new money-back guarantee sends a 'shot across the bow' to wirehouses but Schwab RIAs won't be untouched

December 26, 2013 — 5:17 PM UTC

Schwab drops pretense: $2-million clients its staple branch diet in bid for fresh $2 trillion

The San Francisco-based broker has named its composite perfect ideal client 'Tobin' -- representing a graying, masculine entreprenuer

November 5, 2013 — 6:07 AM UTC

As Windhaven assets head moonward, Stephen Cucchiaro keeps right on warning of falling skies in New York

At IMCA event, the Schwab investments superstar is selling catastrophe-proofing at Dow 14,000 as well as he was at Dow 7,000

February 5, 2013 — 4:14 PM UTC

Why I moved my account from Schwab's RIA and what Chuck could do to improve Schwab Private Client

After the double defection of the assigned branch and portfolio manager, a loyal but disillusioned customer sends an emphatic message to the front office

February 1, 2013 — 6:36 AM UTC

RIABiz' 10 most-read stories of 2012: What fascinated you and why

Facebook, fallout from DOL's new 401(k) regs and happenings at Advizent, Addepar and Windhaven were reader catalysts

December 26, 2012 — 4:44 PM UTC

Looking more like Windhaven after a revamp, Wealthfront names a noted academic CIO and boosts its assets 15-fold

Andy Rachleff's new strategy omits RIAs-as-managers in favor of a centralized ETF-manager approach with Burton Malkiel calling the big shots

November 27, 2012 — 6:45 AM UTC

Schwab adds $2 billion of assets from Windhaven, with RIA help, and another $2 billion of assets from 41 new RIAs

Walter Bettinger lauds the 'fairly rapid growth' of the recent acquisition

May 1, 2012 — 2:45 PM UTC

Windhaven misses its 12-month benchmarks again but still hits asset-gathering mark

More advisors are using Schwab's ETF manager but some of them dislike the company's tactical approach

November 18, 2011 — 5:28 AM UTC