Articles tagged "Rick Meigs"
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HighTower adds two battle-hardened T. Rowe generals to the 401(k) field
The Chicago-based roll-up is angling for retirement rollover dollars but observers question how determined it is to become a serious player in the lurcrative sector
November 7, 2014 at 7:27 PM
The great 401(k)-or-not debate: RIABiz webinar lays out the perils and rewards for RIAs thinking of wading into the fast-moving 401(k) stream
Small and midsized RIAs must factor in where the fiduciary buck stops, identify profit margins and be prepared to grapple with a six-foot stack of ERISA regs -- but the rewards are potentially great
November 7, 2014 at 6:02 AM
What exactly is doable for an RIA in the 401(k) business?
Conflicting forces of change have made the question harder to answer but has sweetened the pot
October 15, 2014 at 3:45 AM
How uncomfortable questions from prospects led a 'small' $12-billion 401(k) advisory RIA to finally say yes after eight years of rebuking overtures from a $120-billion AUA RIA
With the purchase of DCAdvisors, CAPTRUST emerges as a bigfoot player in a consolidation-bound industry
September 16, 2014 at 2:48 AM
Warranties and guarantees come to the 401(k) game but can insurance really put the client first?
Unwilling to stomach new legal exposure, employers -- and their advisors -- are looking to buy protection
August 27, 2014 at 3:25 AM
How exactly Fidelity Investments extracted itself from a legal and HR quagmire and why it'll cost far more than the public $12-million amount
The settlement's small print reveals Fidelity employee may receive additional hundreds of millions of dollars in value over time
August 14, 2014 at 5:01 PM
With plan sponsors 'running blind' on 401k plans, an RIA jumps from $12 billion to $32 billion of AUA and adds a former J.P. Morgan chief
Lockton Retirement Services locks in on 'small' businesses that have no DOL-assuaging fiduciary overseeing DC assets before they walk through the door
July 2, 2014 at 5:50 PM
Bob Reynolds strikes again in his 401(k) quest -- this time buying JPMorgan's retirement recordkeeping business
The deal includes blue chip 401k accounts of Procter & Gamble, American Airlines and JPMorgan itself
April 3, 2014 at 5:37 PM
Fidelity's old 401(k) mastermind, Bob Reynolds, gets a merger, a promotion and a stronger hand to compete with his old employer
With Great West and Putnam joining 401(k) units, there may be a dividend of critical mass and synergy
March 27, 2014 at 3:24 AM
Phyllis Borzi tightens the noose on 401(k) providers that flout DOL disclosure, not without critics
The idea is to have a de facto big red arrow pointing to key disclosures on revenue sharing but it'll add to the verbiage surplus
March 11, 2014 at 9:04 PM
Schwab shoos $25 billion of client assets out the door as it calls the bluff of employers with lopsided 401(k) contracts
The San Francisco giant is trading recordkeeper revenue for the prospect of wielding its mighty brand directly at plan participants
February 28, 2014 at 8:49 PM
Schwab 'fesses up to Wall Street just how hard winning plan sponsors to its 401(k) ETF platform will be
Convincing plan sponsors and pension consultants to join a ETF paradigm shift to ETFs is a big ask, its executives tell Wall Street
February 18, 2014 at 4:11 PM
LPL's newest two recruits and their $4.3 billion of AUA show why RIAs can no longer call the 403(b) market sleepy
The flourishing market is a giant growth engine for a Troy, Mich.-based RIA that has its sights set on national growth
December 31, 2013 at 4:08 PM
How the future of the 401(k) industry may hinge on the outcome of a lawsuit brought by Fidelity employees against their own company
The legal case is built on a Fidelity-only funds menu but the Boston 401(k) king intends to show these participating employees got a sweet, fair deal that went beyond DOL mandates
October 17, 2013 at 6:12 AM
Why the whiff of another delay of Schwab's ETF-only 401(k) plan is drawing so much attention
As one snag follows another, the pressure builds on a signature Walt Bettinger effort, but some insiders call Schwab's pace and patience justified, even laudable
