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Articles tagged "Raymond James Financial"


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Liz Nesvold: Thanks to my team for sticking with me through thick and thin.

RIA M&A superstar Liz Nesvold takes control of her own destiny by invoking a contract clause at Raymond James -- and signaling that there is a hard way and easy way the next 90 days can go

The 'Michael Jordan of RIA M&A' may have been passed over on the St. Petersburg, Fla., investment bank's corporate ladder, despite her legendary rainmaking

February 4, 2023 at 2:53 AM

Scott Curtis says the new RIA channel has edge because classic RIAs are 'time-consuming'

Raymond James introduces channel No. 4, a user-friendly RIA model after its three current channels -- IBD, RIA and captive -- make negligible net recruiting advances

After modest gains in headcount, the St. Petersburg, Fla. broker dealer is adding a plug-and-play corporate RIA channel for advisors who don't want the headache of overhead.

May 20, 2022 at 3:33 AM

Renee Baker will take over Raymond James' Advisor Inclusion Networks as the company aims to solve its diversity and inclusion problem.

After recruitment of minorities and women gets CEO-level attention at Raymond James, a program gets a dynamic leader

With ratios stuck in the teens, CEO Paul Reilly gives chief marketing officer at subsidiary Carillon Tower Advisers, Renee Baker, her shot at mission impossible -- getting Advisor Inclusion Networks to live up to its Orwellian name

August 24, 2019 at 4:25 AM

Angela Gingras: It’s incredibly exciting to be part of Dynasty’s ambitious business plan for expansion, while also advancing the success of top independent advisors utilizing the integrated turnkey asset management platform.

A near $16B TAMP grows in Tampa (no pun intended), as Dynasty Financial Partners taps local talent for first poach--21-year RayJay veteran Angela Gingras

New on the Tampa/St. Pete scene, Dynasty CEO, Shirl Penney is pushing the 50% of $32-billion in assets that generate strong revenues

March 1, 2019 at 1:40 AM

Bill Van Law: I am looking forward to time with my family before pursuing the next chapter in my life and career.

Bill Van Law's exit from Raymond James was preceded by 'administrative leave' and HR investigation, sources say

The head of the RIA unit succeeded in growing RIA assets to $25 billion but never was accepted as 'RIA native' by RIAs or the industry

March 23, 2018 at 11:54 PM

Jud Bergman: It's a company we know well.

Hitting home run, Envestnet buys FolioDynamix creating '$2-trillion' super-platform

The Chicago-based giant outsourcer buys its closest competitor for $195 million -- less than what hastily liquidating Actua paid years ago

September 25, 2017 at 11:27 PM

Steve Dunlap: One of the things I was always so outspoken about was the engineering was great but the user-interface and the experience was something that could have been better.

Ex-Lockwood CEO Steve Dunlap takes on role at FolioDynamix after being a customer with a bone to pick

With new Actua ownership, Dunlap and capital, FolioDynamix CEO Joseph Mrak says his firm has Envestnet in its sights

January 29, 2016 at 9:04 PM

Michael Paley: It would have been tougher to leave three years ago. It was still in the prove-it mode.

How a $1.3-billion Manhattan, Raymond James RIA won a top exec from the roll-up down the street: Focus Financial

Michael Paley comes to Klingman & Assoc. with a mandate to add billions in AUM for his fellow-but-elder Princeton tiger

June 25, 2014 at 5:45 AM

John Lynch: I'm not really hog-wild about the whole RIA idea.

Why a FiNet advisor with $477 million of advised assets flew the coop but said 'no thanks' to becoming a Schwab RIA or LPL rep

John Lynch landed with Raymond James, where he feels at home and retains the option to shift to an RIA model

April 13, 2012 at 3:44 AM

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