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221 articles
The Westlake, Texas custodial giant of $6 trillion helped launch Rise Private Wealth Management and is running the table against the $1.7-trillion Minneapolis brokerage -- as new internal and external factors expose Ameriprise to aggressive recruiting, recruiters say.
Ryan Smith, Ryan Sweeney and Halo invested at a valuation 560% more than Savvy's B round 15 months ago, enticed by some wins, an artificial intelligence tailwind and the former LPL CEO on speed-dial.
Schwab RIA custody exec Elyn Davis lands at Raymond James where she'll lead 'client experience' as hybrid-RIA battle heats up among major IBDs.
The Fort Mill, S.C., broker-dealer is keeping its Commonwealth narrative intact -- it's both all economics and all service-quality DNA injections and each is proceeding apace -- with third-party validation and performance
The broker-dealer's shares lost $90, falling to $303 over two weeks on fears AI might eat its lunch, but now it has Anthropic on its team; Morningstar predicts a $540 share price soon enough
Wayne Bloom and Rich Steinmeier both faced hard math after Dan Arnold's shock firing as LPL CEO, but then the numbers started to add up
With no CMO since August, the chief marketing officer will play catch up for a company still hungry to buy more branded B2B and B2C players.
Existing 'Linsco' full-service model needed a shot of 'nuance,' but Anna Howard is seeking to be an outright 'disruptor'
Rob Sandrew hit it off with Keith L. Frasier, willing to speak up on racial and racial justice issues, who also checks all the boxes for attracting talent and assets at a firm that recruited $2 billion last year
The LPL CEO says the move is part of his company's 'prioritization stack; the impact on us is more of around where we custody assets for RIAs,' he says
IFP only retained a third of the up-for-grabs assets it shared with LPL, but CEO Bill Hamm sees silver linings
Tension boils between Robert Russo and Bill Hamm, CEOs, respectively, of the Independent Advisor Alliance and Independent Financial Partners, as Hamm prepares to fly solo
Lou Camacho will pursue goal of $600 million a quarter in new assets on behalf of OSJ that wants much more inorganic growth
The Omaha, Neb.-based software maker just bagged $5-billion AUA OSJ, Independent Advisor Alliance
Change is abrupt, pain is severe but most of it can be traced to custodians and advisors taking their medicine preemptively
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