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The top 10 most-read RIABiz articles of 2017 told stories about what RIAs, brokers, vendors can get away with post-DOL rule

Change is abrupt, pain is severe but most of it can be traced to custodians and advisors taking their medicine preemptively

Author Dina Hampton December 28, 2017 at 8:49 PM
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The RIA conscience knows no past or future but plenty of sparks.

Howard Present

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Jim Casey


Mook

Mook

February 12, 2018 — 3:25 AM
In regards to #10, I actually found your October Howard Present piece “Guilty as charged” to be far more interesting and insightful...well worth the read

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Mentioned in this article:

LPL Financial
RIA-Friendly Broker-Dealer, RIA Welcoming Breakaways, Advisory Firm
Top Executive: Dan Arnold

TD Ameritrade
Asset Custodian
Top Executive: Tom Nally

Wealthfront
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Technology Tools for Today
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