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Newly created Summit Trail, with a Shirl factor, allows the Lehman swagger, kinder and gentler, to reassert itself in 2015 after seven years of smoldering
The take-my-brokers-please deal has skeptics but shows forethought, too
The RIA founded in 2005 made out of spare parts of E&Y and PWC needed a blue chip succession plan from the Beverly, Mass. asset management roll-up
With $325 million in revenues, the jumbo New York roll-up seeks to assuage a host of liquidity challenges
Michael Paley comes to Klingman & Assoc. with a mandate to add billions in AUM for his fellow-but-elder Princeton tiger
The Minneapolis-based broker jacks its sticker bid to 150% bonuses of brokers' last 12-months of revenue
Embodying a reverse brain drain, John Lueken bolted for for the country-music capitol -- and not because of his way with a guitar
The Baltimore-based firm, Brown Advisory, will invade Bank of America's hometown with an up-to-date investing approach and Old Money flavor
The head of LPL's flagship RIA and Barron's top independent advisor of 2011 are pooling brainpower and embracing the possibility of deploying strategic robo-advice
The departure of the acclaimed Schwab veteran is a palpable sign for some that the roll-up is going in a new direction
An alpha predator in 2010, 2011, the Chicago-based rollup, now with with 260 employees, roars again, twice at Merrill Lynch and once at UBS
RIAs, small custodians, co-ops, study groups, roll-ups, TAMPs, compliance shops, OSJ and IBDs are all chipping away at much of what fit under the roofs of Schwab, Fidelity, TD and Pershing
David Canter recounts what his company set out to do, who showed up and what the pooling of ideas yielded
The breakaway movement continues to revive fueled by mid-sized firms like Sullivan Wealth Management despite a bull market
Culture, fit, philosophy and a firm handshake are all swell, but without a financial bettering of the parties' interests, a deal rarely progresses
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