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Barbara Roper sends stern letter to Rep. Bachus raising new FINRA-as-SRO issues

Consumer Federation of America: Smaller firms would bear the brunt of costs and broker/advisor confusion may only increase under the contemplated bill

Author Guest Letter Writer Barbara Roper June 4, 2012 at 8:28 PM
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Barbara Roper: This legislation does even less to achieve that goal of harmonization than it does to solve the resource problem.


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