RIABiz

News, Vision & Voice for the Advisory Community

RIABiz

Barbara Roper sends stern letter to Rep. Bachus raising new FINRA-as-SRO issues

Consumer Federation of America: Smaller firms would bear the brunt of costs and broker/advisor confusion may only increase under the contemplated bill

Monday, June 4, 2012 – 8:28 PM by Guest Letter Writer Barbara Roper
Admin:
0 Comments
no description available
Barbara Roper: This legislation does even less to achieve that goal of harmonization than it does to solve the resource problem.


RIABiz Directory

The Industry Sourcebook for RIAs

   |    LISTING


RIABiz Directory sponsored by:

Directory Sponsor Logo