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Betterment rolls up a robo • The CFA warns insurers over COVID-19 life polices • Vanguard names Chinese fund head to pursue $6 trillion market.
Labor Department loses formerly effective duck-and-weave defense tactic after 'U-turn' toward a more Wall Street golden goose ethos
Labor Secretary explains that flouting administrative rule is counterproductive but his comments to Wall Street Journal 'parrot' the brokerage lobby line, reassuring them that larger effort to kill the regulation is on track
Dodd-Frank kicked off a series of events that demanded a more rational way to define the sophistication of investors and who is best able to judge investments that don't have prospectuses
Maria Elena Lagomasino and Harold Evensky among those giving nod to Mississippi law students
In pressure cooker of Washington, D.C., nothing looks certain, especially after Tea Party wins
Banks are taking the lead but companies like Fidelity Investments, Raymond James, and Edward Jones plan to jump aboard
Advisor groups say legislative language lays ground for shift or regulators; others see it is a 'prudent measure'
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