IP Financial Advisory Services, LLC
Filed under: RIA-Friendly Broker-Dealer, RIA Set-up Firm, RIA Welcoming Breakaways
Company info:
Top executive: Greg Smith
704-708-5461
5950 Fairview Road
Suite 140
Charlotte, North Carolina, United States, 28210
Etcetera:
160 FTEs
Founded in 2007
Q&A:
What is the service or product you offer to RIAs?
We offer a multi-custodian platform, alternatives, structured products, private placements, compliance services, billing services, performance reporting, account aggregation, CE Tracking, insurance products, and payouts up to 100%. No asset minimums to get started. Too small for the larger custodians.....We can help. We assist our advisors achieve full independence by delivering a turnkey, fully customizable, and distinct RIA platform. We provide a sophisticated and comprehensive array of services that support each firm on our platform. We RIAs and their clients better pricing, institutional-level due diligence, and access to some of the financial services industry's leading marketing services. We also provide access to transition financing and ongoing support to assist you in growing your business. By choosing to run your advisory and financial planning business through your own RIA, we make it easy for you to experience all the advantages of that business model—without the burden of maintaining your own platform. You create the fee billing structure that works for you and enjoy complete flexibility in how you grow your business. We stand behind you with all the resources and support you need to operate your practice on your terms. Our team provides compliance support, CE tracking and surveillance reports that help you manage your state compliance obligations. Plus, a fully integrated technology platform that features everything from multiple custodians, trading and CRM to document storage and performance reporting. We also provide access to thousands of private funds and structured products. We also support advisors who to become only want IARs with our RIA.
How do you differentiate your offering from competitors?
You are not just a number with us. We are not owned by private equity and we are not a consolidator or aggregator. We know all of our partners by their name. We provide personalized, red carpet service. If you are a successful entrepreneurial investment advisor – looking to grow your own RIA or you just want to remain an IAR – We offer a fully customized RIA platform. You own and control 100% of your business and we provide the back-office support and tools that you need to grow your business. We deliver an efficient combination of multiple custodians, trading tools, compliance, expertise, seamless transition, multiple integrations, insurance and annuity products, advance tax and estate planning strategies, and red carpet service to help you serve your clients and grow your business your way. Our team is passionate about your success and you are not just a number with us. We know your name. You can count on us to be there when you need us. We provide direct access to experts at every level to ensure that you are heard, and your needs are swiftly addressed.
What else would you like to say about your business?
We offer a multi-custodian platform, alternatives, structured products, private placements, compliance services, billing services, performance reporting, account aggregation, CE Tracking, insurance products, and payouts up to 100%. No asset minimums to get started. We know Independence…… We know what it means to be truly independent but not alone. We help you during every step of your transition to ensure that you maximize your opportunity to own your creation and build a legacy you can pass on. We will work with you before, during and after your transition so you that your experience is seamless. Essentially, we are the quintessential platform for those looking for true independence–RIA is our distinct culture. We love our team members and our RIA partners… You are our family and we take care of our family. This transcends through our culture and helps us deliver the most satisfying and productive experience possible for our partners.