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Brian Hamburger answers the questions about an SRO future that has RIA stomachs in turmoil

The MarketCounsel Summit undercurrent revolves around FINRA fears, so Dina Hampton put the compliance expert on the spot about how the scenario could unfold

Friday, October 14, 2011 – 5:01 AM by Dina Hampton
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Brian Hamburger says the latent threat of FINRA is that RIAs will lose their individuality and become like big-box stores

Mentioned in this article:

MarketCounsel | Hamburger Law Firm
Consulting Firm, Compliance Expert, Legal Services for RIAs
Top Executive: Brian Hamburger

Hamburger Law Firm
Specialized Breakaway Service, Mergers and Acquisition Firm, Legal Services for RIAs
Top Executive: Brian Hamburger




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