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Why advisors see FINRA as the devil

A conversation with Richard Brueckner and Mark Tibergien lends perspective to this widely held view by RIAs of the b/d regulator

Tuesday, June 22, 2010 – 5:12 AM by Elizabeth MacBride
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Mark Tibergien: To advisors, broker-dealers are the Soviet Union and FINRA is the KGB.

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LPL Financial
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