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The dark side of the 'good' regulatory changes get scrutinized at MarketCounsel Summit 2011

Advisors may get much of what they wish for but in reality it may not be so good

Author Dina Hampton October 17, 2011 at 3:17 AM
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Daniel Bernstein: No one should be running their businesses on stuff which may never come to fruition.

Conferences

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RIA Compliance



Related Moves

January 19, 2023 at 3:31 AM

November 18, 2022 at 2:56 AM

Behind the scenes, Ben Harrison's rise to replace Mark Tibergien at Pershing was more shock and awe than a symphonic succession

Harrison's appointment was baked in the cake -- or not -- and Tibergien departed with Swiss-watch precision in Moss Adams-style--or not.

March 13, 2020 at 7:22 AM

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March 11, 2020 at 7:58 AM

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Mentioned in this article:

MarketCounsel | HamburgerLaw
Compliance Expert, RIA Set-up Firm, Regulatory Consultant
Top Executive: Brian Hamburger

Pershing Advisor Solutions
Asset Custodian
Top Executive: Mark Tibergien



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