Articles tagged "Rudy Adolf"
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Summit Partners is reportedly shopping around its stake in Focus Financial
Focus has wheeled and dealed this year with acquisitions and big lines of credit -- now this
May 24, 2012 at 4:24 AM
A $2 billion, 69-year-old Merrill Lynch advisor passes up the gold watch in favor of breaking away
Fearing the loss of massive public accounts, John Beirne swallowed the idea of independence with help from Focus Financial
February 16, 2012 at 4:33 AM
Focus Financial gains access to 'huge money' -- $320 million in credit
The capital hoard positions the big aggregator to double its advised assets, one observer says
February 1, 2012 at 3:30 PM
Second ex-Fidelity exec in a year nabbed by Focus Financial
Garry Taylor's hire comes as Focus shifts it emphasis from acquiring existing RIAs to luring breakaway brokers
January 20, 2012 at 5:01 AM
The 10 most influential figures in the RIA business going into 2012, Part 2
These advisors and executives made dramatic moves that advanced the business of registered investment advisors
January 4, 2012 at 5:46 AM
Dynasty Financial wins the account of Lori Van Dusen's new RIA through Focus Financial
The arrangement holds the possibility of a symbiotic advisor-vendor relationship between the wealth management platform and the big aggregator
October 18, 2011 at 2:15 PM
A look inside Focus Financial's big deal with The Colony Group
The Boston RIA put the big New York aggregator under a microscope and used high-end lawyers and investment bankers for added vetting
September 23, 2011 at 4:37 AM
Focus Financial pivots to breakaway strategy with Fidelity recruit
Mark Dupont will put a new spin on the big aggregator but entrepreneurial bent remains
May 9, 2011 at 2:40 PM
The RIABiz list of winners and losers in the wake of the SEC's fiduciary study
The race is on as laggards adapt to new vision of the future
January 28, 2011 at 1:17 PM
After one-year hiatus, Focus Financial buys a large RIA and hits a milestone
The deal brings it to $40 billion as the company makes a big Midwest push
January 12, 2011 at 5:40 PM
As DOL investigation continues, Geller Group says it is executing the final stage of a four-year succession plan
Sheldon Geller and Manny Ehrlich have been grooming Alan Pfeffer to take over the 401(k) company since selling a big stake to Focus Financial in 2006, according to the firm's new leader.
July 8, 2010 at 6:56 AM
A Harvard lawyer, a Columbia MBA and an engineer break away from AllianceBernstein private client unit to form an RIA
The San Diego-based advisors may be among the first to leave the company to turn independent
June 16, 2010 at 5:25 AM
[Updated] Focus Financial amended statement today to say it obtained restraining orders against David Brochu of StrategicPoint
Brochu says he is restraining himself without being ordered to do so by a judge
May 13, 2010 at 7:00 AM
[Updated] David Brochu finds his lawsuit against Focus Financial is a rough experience
The Rhode Island RIA keeps up the legal battle to clarify the size of his firm's equity stake
March 30, 2010 at 5:58 AM
Focus Financial looks more like a consolidator-of-consolidators as its partner firms go on buying sprees
Lara, Shull pulls off five deals to nearly double its assets in a year
