Articles tagged "CFP"
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Why FINRA's late appearance into smoothie-throwing broker James Iannazzo's life might be rough
It's been about 11 months since Merrill Lynch fired him, and the CFP Board stripped him of the CFP mark; attracting the SRO's attention means more woes.
December 29, 2022 at 1:05 AM
Dodging ridicule and winning 'wary' support, the College For Financial Planning will accredit advisors who learn to convince investors to take their advice seriously
After Covid-19 chased investors out of the market at the exact wrong time, the Kaplan-owned company made its move to advance managing emotions as a sanctioned skill in financial planning -- despite too many letters in the alphabet soup already
November 25, 2020 at 1:40 AM
How my career path to become an RIA included pay phones, American Express, the pressure of being a physician's son and facing down robbers as a bank teller
It wasn't until I started flipping through industry journals at the bank that I discovered the CFP designation, read some practice profiles, and zeroed in on the field
July 5, 2016 at 7:55 PM
After being jostled by a lawsuit, CFP Board makes bold play to inoculate itself against future ones
Due caution or paranoia? Either way, a sour whiff of FINRA self-protectionism pervades
March 25, 2016 at 9:32 PM
Passing on the NFL draft, Cardale Jones has a better idea: Study to become a financial planner
The Ohio State quarterback won the National Championship, humiliating the opposition, and doing it all after being relegated to third string
January 16, 2015 at 8:25 PM
TD Ameritrade Institutional Elite Summit boasts big firms, big ideas and a defiance of the weather
A combined $133 billion AUM of advisors -- made up of 133 advisors -- made for rareified, if highly humid air in Palm Beach
