Articles tagged "Brian Hamburger"
Headline
Publish date
RIAs drive explosive growth of the Broker Protocol; signatories triple
The wirehouse legal truce is now a poaching tool for advisory roll-ups; Merrill Lynch applauds its wide use
November 17, 2009 at 4:49 AM
The big change RIAs should expect when the SEC punts to the states
Advisors under states see more audits, tougher registration requirements and busybody lawmakers
November 4, 2009 at 4:34 AM
Top breakaway panel schools RIAs on how to create a cushier deal for financial advisors than a wirehouse
RIAs want to bring aboard wirehouse producers and they want to do it now
October 23, 2009 at 4:36 AM
Merger and breakaway experts convene near Princeton at old Merrill Lynch lair
Attendees will shares notes on how to dismantle wirehouse salesforces
October 22, 2009 at 3:31 AM
The number one obstacle to completing a clean breakaway from a wirehouse
Leading a double life is not for the faint of heart
October 5, 2009 at 7:50 AM
(Part 2 of 3-part series) Hou-Sear team can't always beat RIAs so it joins them
Why Hou-Sear turned down $60 million to start Luminous
September 28, 2009 at 5:57 AM
(Part 1 of 3-part series) Merrill Lynch stars take a leap of faith to a new office -- and independence.
Breakaway for $20 million producers begins with cell phone chat from empty office
