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Deadline for state registration may have shifted; SEC's Robert Plaze offers clarity

It's nice, but it's not a rule, say compliance experts, regulators frustrated by amorphous situation

Author Elizabeth MacBride April 12, 2011 at 2:48 PM
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NASSA's David Massey: “(The letter) was helpful news, which is unusual."

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November 18, 2022 at 2:56 AM

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Schwartz Law Group LLC
RIA Set-up Firm
Top Executive: Todd E. Schwartz

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