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Frustration mounts: Experts, RIAs identify six most important unknowns about the switch to state oversight

SEC announced time frame for proposed rules

Author Elizabeth MacBride September 23, 2010 at 6:12 AM
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Compliance expert Cathy Vasilev says many of her clients are beginning to worry about whether they will be able to register with the states by the July 21 deadline.

Todd E. Schwartz

Todd E. Schwartz

October 27, 2010 — 3:56 PM

Hello Elizabeth-

Any other developments since this article you are aware of?

Thanks in advance.


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November 18, 2022 at 2:56 AM

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