Articles tagged "Virtus Investment Partners"
Headline
Publish date
Navellier is latest to catch F-Squared affliction as SEC broadens parameters of wrongdoing
The Reno, Nev.-based $1B advisory firm and its CEO are No. 17 on the Commission's hit parade and may not be the last, experts say
March 27, 2017 at 8:11 PM
How promise to wife looms large for ex-F-Squared chief as SEC seeks to deny him court date
Docket filings tell dramatic tale of how Howard Present allegedly looked the other way on inflated backtest returns while laboring under duress of losing his dream
February 1, 2017 at 7:34 PM
What the collective unconscious of RIAs in 2015 revealed as crunched by RIABiz article readership
Those taking new and interesting risks, very much including the ones behind robo efforts, created the kind of drama that an advisor mind could appreciate
December 28, 2015 at 5:22 PM
SEC leaves little doubt that Virtus knew to be suspicious of what it was selling yet kept those concerns from wholesalers
After concerns were raised Virtus grabbed for earplugs -- a move that made economic sense in retrospect
November 24, 2015 at 7:08 PM
Catching shareholders short, SEC lets Virtus skate with $16.5 million tax-deductible settlement after alleged 'willful blindness'
Observers say the Hartford, Conn.-based mutual fund company turned a blind eye to a fictitious track record but the SEC saw fit to mete out a not-so-big fine
November 4, 2015 at 7:13 PM
Allegations in Virtus class action relate to the fund company using a track record improperly calculated by its subadvisor
The suit says the track record was fabricated using backtested hypothetical results that were not only falsely presented to investors but were themselves grossly inflated
