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Articles tagged "MetLife"


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Philip Rousseaux: We’re going to file appeals that will, hopefully, find justice with some sensibly minded people

Why RIA clients packed a courtroom on behalf of their young 'Money Guys' advisor facing a lifetime ban

Phillip Rousseaux admits to wanton misuse of the MetLife signature guarantee medallion but says no clients were harmed in the process -- and they came to a Baltimore court in a bus to agree

September 29, 2017 at 10:23 PM

Irwin Stein: Those crickets you heard from those quarters in the wake of the DOL rule's publication constituted stifled jubilation.

A veteran of securities law killed his weekend reading all 1,000 pages of the DOL rule -- and has a takeaway to share

Despite reassuring words, the rules steer ill-done-by investors down that dark alley of FINRA arbitrations where complaints go to die

April 13, 2016 at 9:30 PM

Sharron Ash: If there's one rule about raiding it's this: there are no rules.

The odd case of MetLife's claim that it's being bullied by LPL

The $60 billion market-cap insurer alleges LPL was underhanded in luring away 60 employees -- but thousands have already left its broker-dealer without LPL's help

August 18, 2015 at 5:07 PM

Lauren Schadle: Nothing has changed to accommodate MetLife.

The FPA is now brought to you by MetLife, for better or worse

The insurer's cash is the good news but some see it as tainted money

April 23, 2014 at 5:42 AM

Steve Dunlap joined Cetera for its flat organization. In his new home people 'can sit around a table and contribute ideas.'

Making sense of Steve Dunlap stepping into Barnaby Grist's 'big shoes' as Cetera's RIA czar

The Lockwood, Pershing and Schwab alumnus with a products and PM background is tasked with leading strategic development and expansion of Cetera’s RIA unit

June 28, 2013 at 12:59 PM

With MetLife playing an air game, Cetera was happy to buy up Snoopy's ground game.

Cetera raises its strategic profile to 'baby LPL' status with MetLife deal

The size of the insurance-IBD roll-up has moved it into a realm between boutique and biggie

April 8, 2013 at 4:15 AM

Adam Sherman: What 50 year-old is going to take a device form a 23 year-old?

How MetLife Securities may use one new Philly rep to boost talent retention and development

Firstrust Financial has cracked the code of collaborating with a community bank

March 1, 2011 at 6:10 AM

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