Articles tagged "Merrill Lynch"

The firm is eying fellow IBDs as customers and it aims to gain footing with Pershing and NFS

The Chicago firm's phone is ringing after it wins a top Morgan Stanley team on the heels of nabbing Merrill breakaways

Amidei, a former gas station owner and bond trader, knew what he wanted and acted fast

After getting the cold shoulder from his younger team members, independence with Wells Fargo's FiNet became attractive

Despite misgivings for 20 years, Dave Emma stayed largely for the culture and then Bank of America came along

A big Maine team goes to HighTower; more Merrill brokers in pipeline, says Weissbluth

Rahul Shah's first breakout attempt to Wachovia's FiNet fizzled and, his wife, Tejal Shah masterminded the second effort

Criticized and often at the center of a business storm, she has emerged as Wall Street's problem-solver -- and she's doing it again at Merrill Lynch

The high-profile startup may have passed up chance to win its case, an attorney says

A former radio star, Frank Braddock prides himself on being able to get to know people within the intimate orbit of money

Women at the top of the profession have learned to give each other the look: "Like ‘I’ve got your back, sister.’”

Who you bring on board says volumes about your firm's brand

Merrilll Lynch's odd ducks are the independent world's $400 million AUM swans

For the first time in history, the majority of advisory compensation comes from fees; plus 9 other findings from one of the year's most ambitious surveys

Potomac Investments now uses broker JHS, where an ethics policy carried the day