Aug 28, 2017
After home raid allegedly turns up wild evidence, the SEC goes after Dawn Bennett for civil fraud
A $20 million Ponzi-like scheme and attempted voodoo are the latest revelations out of the Securities and Exchange Commission
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Dawn Bennett
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Articles tagged "Dawn Bennett"
Aug 1, 2016
In exclusive RIABiz interview, Dawn Bennett tells how she's striking back at SEC after a $4-million legal drubbing has left her 30-year career in shambles
The advisor and popular radio host has hired the 'London Whale' attorney to prove she and her firm were victims of a regulatory witch hunt
Sep 18, 2015
Why legal experts expect radio personality and registered rep Dawn Bennett to be barred from the industry for what started as an exaggeration of AUM
In the great tradition of legal quagmires, the cover-up seems as much the issue as the original broadcasted misdeed
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