Articles tagged "Jessica Maldonado"
Headline
Publish date
As Schwab edges closer to letting RIAs in as 401(k) middlemen, leaked details suggest to some that the firm still marginalizes the advisor
Though RIAs technically gain a seat at the Schwab index 401(k) table, they still don't have much say about how assets get invested
October 8, 2015 at 11:21 PM
The great 401(k)-or-not debate: RIABiz webinar lays out the perils and rewards for RIAs thinking of wading into the fast-moving 401(k) stream
Small and midsized RIAs must factor in where the fiduciary buck stops, identify profit margins and be prepared to grapple with a six-foot stack of ERISA regs -- but the rewards are potentially great
November 7, 2014 at 6:02 AM
'Paradigm shift' in 401(k) flows opens the DOL door for annuities in 401(k) plans and RIAs are split
In the wake of DOL and Treasury rulings, some fiduciaries, certainly not all, seem willing to give the oft-reviled instruments a chance
October 28, 2014 at 6:27 PM
Former Microsoft executives are out to make Figlo compete with EISI
The Dutch financial planning software has a solid history with European banks, and is gaining traction with RIAs
July 21, 2011 at 3:08 PM
T3 reflections: Where to watch for the next big advances in RIA technology
Vendors are turning their attention to the part of the software that you see
February 28, 2011 at 3:30 PM
Tom Bradley makes the case for regulatory efficiency -- and maybe, FINRA, especially for the dually registered
TD Ameritrade's chief says it's too soon to reject any idea out-of-hand.
February 11, 2011 at 1:40 PM
Advisor Tested: How LinkedIn can truly build your business and not just feed your ego
Asking to stay in touch beats a cold call hands down
