Aug 18, 2015
The odd case of MetLife's claim that it's being bullied by LPL
The $60 billion market-cap insurer alleges LPL was underhanded in luring away 60 employees -- but thousands have already left its broker-dealer without LPL's help
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Thomas Lewis
5 articles
Articles tagged "Thomas Lewis"
Nov 20, 2014
How Schwab's firing of a small RIA as a client became a three-year legal ordeal (Part 1)
Michael Kelly is out to prove he was discriminated against based on his firm's size but Schwab execs say he crossed lines
Oct 23, 2013
Backs to the wall, wirehouses renew legal efforts to stem team breakaways -- with junior partners sparking the tension
Lawsuits by Merrill, UBS, Morgan Stanley have been spiking in recent months, according to industry observers and lawyers, and it can take precious time and big money to make them go away
Apr 5, 2011
Broker Protocol signings regain momentum amid new signs that the wirehouses could shut the breakaway portal
Uneasiness over garden leave at BoA; is it s harbinger of a crackdown or an isolated event?
Jan 29, 2010
Broker Protocol may be endangered by complexities as membership starts to explode
Merrill Lynch, LPL and Ameriprise create addendums to once-sacred truce; they may spark an unfavorable trend
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