Mar 2, 2011
DOL's proposal puts the screws to legacy 401(k) providers
As SPARK, SIFMA, others cry foul at yesterday's hearing, RIAs may be sitting pretty with the right fiduciary framework in place
Tag
GAO
3 articles
Articles tagged "GAO"
Jan 21, 2011
Six things to know about this week's big DC news
RIAs have the winning business model, but also more competition
Jan 19, 2011
GAO study puts insurance agents up for scrutiny as it rejects idea of sweeping RIAs, b-ds, planners into one regulatory pool
A disappointment to those advocating for a financial planning profession, the study details the hodgepodge of regulation without recommending major changes
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