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Articles tagged "FPA"


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Marv Tuttle: Some of our members haven't liked our positions.

The industry's largest association has plenty at stake at its annual conference this weekend

After a trying two years in which it lost a chunk of its membership and angered others with unpopular stands, FPA is reminding advisors of its benefits

October 6, 2010 at 4:28 AM

Summer's last gasp: Advocates for advisors and broker-dealers were putting in long days to prepare comments on the fiduciary standard to send to the SEC's Mary Schapiro and the other commissioners.

Old foes in the fiduciary debate join new battle to sway SEC's six-month study

Advocates were working down to the wire to submit comments by the end of yesterday

August 31, 2010 at 5:31 AM

Daniel Barry: As a former securities industry association lawyer, I have a more balanced view.

Daniel Barry takes on two big challenges: fighting for financial advisors and filling the size 15E shoes of Duane Thompson

Barry says he'll fight hard for financial planners and RIAs, but half of FPA's members hold a Series 7

July 28, 2010 at 3:12 AM

Mike Byrnes: Plan now. The resulting greater success will be compounded over time.

What if you spent one hour a day on the #1 idea to free up time and cash flow?

10 people in the RIA business offer their best thought for making the second half of 2010 more productive

July 1, 2010 at 5:28 AM

Elizabeth MacBride on how a small group of advocates for advisors and the fiduciary standard influence the debate this year in Washington, D.C.

What went right: the story of the fiduciary standard this year

A long-odds fight by advocates and a well-timed Goldman Sachs stumble and -- voilà -- brokers may have to begin putting customers' interests first

June 28, 2010 at 7:29 AM

Ian MacKenzie: [IMCA] has been well-known within the wirehouse community for 25 years, and my goal is to use my experience and expertise to elevate that recognition among independent advisors serving a high-net-worth client base.

IMCA fills out roster by nabbing yet another FPA talent

One Denver advisory association looks to the other for hires but the two organizations profess peace

March 26, 2010 at 5:53 AM

Julie Littlechild: There is so much in this industry about talking. This is about doing.

The FPA's practice management event boasts two hot speakers in its first day

California entrepreneur and NSA star are among the top draws

March 2, 2010 at 7:19 AM

Martin Kurtz: "The concerns around FINRA is that they've been in the suitability world; we're saying that this is a fiduciary world."

Martin Kurtz, president of Financial Planning Association for 2011, will take pragmatic approach

Electee has concerns about FINRA's historical 'suitability' mindset

November 13, 2009 at 10:52 PM

Hardy Callcott was the FPA's feature attraction in drawing brokerage execs to Anaheim

FPA gets fast start in Anaheim with pre-event program for wirehouse execs and other non-members

Two-day program draws well for non-prime time of Friday-Saturday in LA suburb

October 10, 2009 at 5:38 PM

There are empty seats to fill at fall advisor conferences

Down economy subdues advisor attendance at fall conferences, FPA says

Schwab and IMCA events could avoid drops from last year

September 8, 2009 at 5:01 AM

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