Tag

Aequitas Capital Management

4 articles

Articles tagged "Aequitas Capital Management"

Olaf Janke, the chief financial officer, admitted guilt earlier this month.

Jun 20, 2019

Orange is the new black for Aequitas execs as Ponzi nightmare nears end-game with jail time

Olaf Janke is the latest Aequitas executive to earn a ticket to the big house with a guilty plea to conspiracy to commit mail or wire fraud and conspiracy to commit money laundering.

Felipe Luna is touting the signing of 14 independent advisors but notes their $1.7 billion in AUA won't show up as AUM.

Aug 4, 2016

CONCERT attracts $1.7 billion of 'AUA' after its AUM attracts the unwanted attention of the SEC

The SEC found that the 'wirehouse lite' company was light on truth about its AUM and made it pay

The SEC is seeking permanent injunctions, disgorgement with prejudgment interest and monetary penalties from CEO Robert Jesenik, who reportedly received a $685,000 salary as his firm tanked.

Mar 11, 2016

Aequitas duped 1,500 investors in 'Ponzi-like' scheme as it jetted and golfed its way to insolvency, says SEC complaint

The big picture includes blind faith in supposed guarantees on student loan debt that kept the cash flowing into a black hole

Under founder and CEO Robert Jesenik, Aequitas Capital expanded into private equity, wealth management and consumer-, student- and commercial-debt companies.

Feb 26, 2016

The unbelievable series of missteps that sent Aequitas, its RIA clients and their investors, reeling

Firms as disparate as CONCERT Wealth and CliftonLarsenAllen seem to have gotten caught up in the implosion of Oregon-based Aequitas Capital Partners and plaintiffs' attorneys are yelling 'Ponzi'

— There are no additional results —

Aequitas Capital Management

Articles tagged "Aequitas Capital Management"

Orange is the new black for Aequitas execs as Ponzi nightmare nears end-game with jail time

CONCERT attracts $1.7 billion of 'AUA' after its AUM attracts the unwanted attention of the SEC

Aequitas duped 1,500 investors in 'Ponzi-like' scheme as it jetted and golfed its way to insolvency, says SEC complaint

The unbelievable series of missteps that sent Aequitas, its RIA clients and their investors, reeling

RIABiz Directory

White Paper Postings

Special Sections

Common Tags

Recent Articles

Popular Writers

RIABiz

Directory

Archives

Connect