Articles written by Elizabeth MacBride


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Dimensional Fund Advisors gins up its first conference dedicated to the 401(k) market

The Austin, Texas-based fund company sees growth in retirement plan assets from big customers

May 1, 2011 — 12:00 AM UTC

TD Ameritrade beats Schwab to the punch with ETF option for retirement plans

Platform allows advisors to sell mutual fund and ETF capability

April 21, 2011 — 2:48 PM UTC

Influential fiduciaries endorse bootstrapping advisory-industry SRO

Maria Elena Lagomasino and Harold Evensky among those giving nod to Mississippi law students

April 18, 2011 — 1:39 PM UTC

In a world of Schwab and Merrill, can the CFP Board use $36 million of ads to make planning sexy?

Goal is for consumers to see CFP mark as a Good Housekeeping seal of approval

April 15, 2011 — 2:56 PM UTC

(Updated) What’s behind the CFP Board’s big fee increase

'Category-killer' is in the eviable position of controlling a mark that many advisors think is essential

April 14, 2011 — 1:14 PM UTC

Deadline for state registration may have shifted; SEC's Robert Plaze offers clarity

It's nice, but it's not a rule, say compliance experts, regulators frustrated by amorphous situation

April 12, 2011 — 2:48 PM UTC

Former MSSB exec powers up Washington Wealth Management as branch-manager franchise

RIA structured as an independent branch network rises in Virginia's horse country on Fidelity platform

April 11, 2011 — 2:42 PM UTC

Government shutdown may wallop SEC to the long-term detriment of RIAs

Audits on hiatus; fraudsters get more of a lead; most of the SEC on skeleton staff

April 8, 2011 — 10:31 PM UTC

Ron Rhoades is a lawyer and RIA with no back-down; the VA industry is finding that out in a hurry

The relationship began with a comment about the ineffectiveness of cosmetics on pigs

April 8, 2011 — 1:43 PM UTC

The RIABiz Top 10 for March: High drama in the tech world; and the 401(k) revolt

The RIABiz Directory hits 300 listings

April 1, 2011 — 2:11 PM UTC

Wake-up call: ETFs feel the heat of NASSA's exotics panel

Beloved for their stellar qualities by RIAs, they are nonetheless the casino chip du jour for many traders

March 29, 2011 — 1:26 PM UTC

In a Q&A, Todd Thomson explains why Wall Street's glitter faded beside Dynasty opportunity

The former Smith Barney chief is mentoring his young colleagues and raising capital from Wall Street veterans

March 24, 2011 — 2:51 PM UTC

RIABiz goes to New York in search of RIA life in the land of investment banking giants

The ambitions of Dynasty Financial's Shirl Penney and Focus Financial's Rudy Adolf match the city's scale

March 24, 2011 — 2:29 PM UTC

Advisor Spotlight: Monument Wealth Management shows that A-plus office space isn't just for ad agencies and law firms

The former Merrill brokers moved to a bedroom community but kept the urban chic

March 21, 2011 — 2:34 PM UTC

Eavesdropping on the IAA: JP Morgan exec challenges advisors on FINRA

SRO remains overarching concern; many advisors haven't finished their ADVs; anxiety rises about 'the switch'

March 11, 2011 — 3:26 PM UTC