Articles tagged "David Spaulding"
Guilty as charged, Howard Present retreats to no-harm, no-foul defense in sentencing phase
Back against the wall, the ex-F-Squared CEO hopes for leniency because 'no investors suffered losses' as SEC seeks $11-million disgorgement and $150K penalty
October 24, 2017 at 9:28 PM
Louis Navellier ready to present 'extremely strong defense' to daunting SEC fraud charges
The Florida-based mutual fund owner says he advertised using GIPS-compliant material such that: 'I didn't sell this at all'
September 19, 2017 at 12:19 AM
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