Articles tagged "12b(1)"
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After years of DOL bluster, new 401(k) rules appear to make RIAs' low expenses look higher than those of brokers
June 18, 2012 at 3:28 AMIt's the same old problem of mutual fund-paid fees arriving by tunnel and therefore getting a pass in disclosures; DOL no-comments the issue
A cap on 12b(1) fees is going to have one predictable result. Think carnival games.
August 13, 2010 at 4:10 AMWhat consumers need is not a cap, but some sunshine to disinfect mutual funds
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