Mar 7, 2011
New Fidelity survey shows advisors are running scared about compliance costs
RIAs, compliance experts and a research group diverge wildly on future costs but a baseline increase in the single-digit thousands seems inevitable
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Zachary Gronich
4 articles
Articles tagged "Zachary Gronich"
Jan 28, 2011
The RIABiz list of winners and losers in the wake of the SEC's fiduciary study
The race is on as laggards adapt to new vision of the future
Nov 17, 2010
Why RIA demand for E&O insurance is booming and premium prices are [thankfully] plummeting
A plethora of new carriers is a big boon at a time when regulators 'circle like sharks'
Aug 25, 2010
What advisors should know about the next sweeping change: the switch from SEC oversight to state regulation
It could impose most on advisors spread out across multiple states
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