Feb 10, 2012
DOL tells employers when they must fire advisors to 401(k) plans
The new teeth in the rules went unnoticed by many people amid other changes
Person
Phil Chiricotti
24 articles
Articles tagged "Phil Chiricotti"
Page 2 of 2Jan 5, 2012
Report of a possible delay in DOL's fee disclosure rule sparks apprehension among advisors and industry observers
Advisors say they can't comply with the rule until they know what's in it but one delay could lead to another
Nov 8, 2011
Blog war breaks out between an RIA and ASPPA members
The tension starts with differing opinions about what represents fiduciary care of 403(b) investors
Oct 5, 2011
401(k) advisors get a lobbying voice in Washington
But in these tough times, advisors are better served by a focus on practical solutions, CFDD president counters
Nov 30, 2010
Yesterday's proposed DOL regs underscore why default investments are the 401(k) market's giant untapped opportunity
Regulators' so-far soft approach on target date funds leaves door open for advisors to compete
Oct 22, 2010
Proposed DOL regs expose more advisors to fiduciary liability
Language of rules amounts to better ammo for lawyers
Oct 15, 2010
Why the DOL's massive new 401(k) disclosure requirements are a 'very, very big deal'
RIA competitors (i.e. brokers) face daunting challenge of explaining complex revenue-sharing arrangements
Jul 2, 2010
What happened in June shows that RIA fortunes stayed on the rise
The giant legislative victory was a landmark for RIAs but much more happened as Spring turned to Summer
Jun 18, 2010
Phil Chiricotti speaks out on broker-sold commissions, RIA fees and heresy
The 401(k) expert says RIAs generally lack the qualifications to work in the retirement assets market -- and may charge too much