Articles tagged "Phil Chiricotti"
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DOL tells employers when they must fire advisors to 401(k) plans
The new teeth in the rules went unnoticed by many people amid other changes
February 10, 2012 at 5:26 AM
Report of a possible delay in DOL's fee disclosure rule sparks apprehension among advisors and industry observers
Advisors say they can't comply with the rule until they know what's in it but one delay could lead to another
January 5, 2012 at 3:57 PM
Blog war breaks out between an RIA and ASPPA members
The tension starts with differing opinions about what represents fiduciary care of 403(b) investors
November 8, 2011 at 5:53 AM
401(k) advisors get a lobbying voice in Washington
But in these tough times, advisors are better served by a focus on practical solutions, CFDD president counters
October 5, 2011 at 5:39 AM
Yesterday's proposed DOL regs underscore why default investments are the 401(k) market's giant untapped opportunity
Regulators' so-far soft approach on target date funds leaves door open for advisors to compete
November 30, 2010 at 4:35 AM
Proposed DOL regs expose more advisors to fiduciary liability
Language of rules amounts to better ammo for lawyers
October 22, 2010 at 6:17 AM
Why the DOL's massive new 401(k) disclosure requirements are a 'very, very big deal'
RIA competitors (i.e. brokers) face daunting challenge of explaining complex revenue-sharing arrangements
October 15, 2010 at 4:47 AM
What happened in June shows that RIA fortunes stayed on the rise
The giant legislative victory was a landmark for RIAs but much more happened as Spring turned to Summer
July 2, 2010 at 4:58 AM
Phil Chiricotti speaks out on broker-sold commissions, RIA fees and heresy
The 401(k) expert says RIAs generally lack the qualifications to work in the retirement assets market -- and may charge too much
