News, Vision & Voice for the Advisory Community


DOL tells employers when they must fire advisors to 401(k) plans

The new teeth in the rules went unnoticed by many people amid other changes

Author Lisa Shidler February 10, 2012 at 5:26 AM
1 Comment
no description available
Fred Reish: Before, the statement said that you should consider firing the provider but now it's very clear that it's mandated.

Phil Chiricotti


Craig Watanabe


Mike Alfred


Terrence Morgan


Fred Reish

Elmer Rich III

Elmer Rich III

February 10, 2012 — 5:16 PM

This is probably inevitable since pretty much everyone, industry and the public, sees the government as “lender of last resort” on everyone’s retirement assets.

Also, ERISA is clear that all material benefits must be fully disclosed. Frankly, the DC system has dodged this for long enough.

Related Moves

April 30, 2019 at 5:25 PM

Mentioned in this article:

BrightScope, Inc.
Data and ratings for RIAs

RIA Publication
Top Executive: Rick Meigs

RIABiz Directory

The Industry Sourcebook for RIAs

   |    LISTING

RIABiz Directory sponsored by:

Directory Sponsor Logo

White Paper Postings

Common Tags

Recent Articles

Popular Writers

RIABiz logo


About Us




RIABiz, Mill Valley, California
Copyright © 2009-2024 RIABiz Inc. All rights reserved.