Articles tagged "Ketchum"
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Regulatory Wire: Advocates for investment advisors disagree over priorities in the reform debate
Plus: a Washington outsider's view of reform; and FINRA's Ketchum on new fraud focus
May 28, 2010 at 4:37 AM
Martin Kurtz, president of Financial Planning Association for 2011, will take pragmatic approach
Electee has concerns about FINRA's historical 'suitability' mindset
November 13, 2009 at 10:52 PM
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