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Articles tagged "Bernie Madoff"


Publish date

Les Abromovitz: The SEC has extremely high expectations for people serving as chief compliance officers.
June 4, 2010 at 5:03 AM

The SEC says fraud costs $40 billion a year

Regulatory Wire: CREW report criticizes the SEC and blasts its chairman, Mary L. Schapiro, for being slow to fight fraud

Measures against the Bernie Madoffs, Kenneth Starrs called insufficient; accountants on extensible business reporting language; and a strong letter from NASSA

June 4, 2010 at 5:02 AM

Les Abromovitz: For compliance purposes, image must be grounded in reality. Advisers should not attempt to project the image that they are miracle workers who will be successful in every market.

Compliance GPS: It may be a mistake to project too successful an image, especially in a post-Bernie Madoff world

Hint: photos of you on a yacht may not be what your clients are looking for right now

May 25, 2010 at 4:57 AM

Marc Dreier told 60 Minutes: "The more money you look for, the fewer questions people ask sometimes."

What Bernie Madoff might have been thinking

The most telling excerpts from a 60 Minutes interview with a mega-swindler

October 4, 2009 at 7:33 AM

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