Mar 14, 2016
SEC launches elite unit with unspoken promise of technological parity with Wall Street
Classic RIAs should expect little change but the SEC's ability to algorithmically raise more red flags may give it better ways to go after big dogs
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Classic RIAs should expect little change but the SEC's ability to algorithmically raise more red flags may give it better ways to go after big dogs
The Industry Sourcebook for RIAs