Articles tagged "Luis Aguilar"

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Les Abromovitz: Policies and procedures can protect elderly clients who exhibit signs of a cognitive impairment.

Older investors' complaints deserve -- and receive -- special scrutiny from regulators

Examiners give seniors the benefit of the doubt in a complaint, making it imperative to keep meticulous records focusing on not just the 'what' but the 'why' of investment decisions

July 17, 2012 at 3:53 PM

Looking ahead to next week: a powerful new committee will have its first meeting

Regulatory Wire: Is it game-over for the fiduciary standard this year? Advocates say, maybe not

Johnson amendment, calling for study of harmonizing regulations, passes as part of 1,596-page bill

May 21, 2010 at 4:31 AM

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Articles tagged "Luis Aguilar"

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July 17, 2012 at 3:53 PM

May 21, 2010 at 4:31 AM

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Articles tagged "Luis Aguilar"

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July 17, 2012 at 3:53 PM

May 21, 2010 at 4:31 AM

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