RIA Registrar, LLC
Filed under: Compliance Expert, RIA Set-up Firm, Regulatory Consultant
Company info:
Top executive: Sheri Mushel
800-441-1219
4105 Lexington Avenue North
Suite 201
Arden Hills, Minnesota, United States, 55126
Etcetera:
Founded in 2006
Q&A:
What is the service or product you offer to RIAs?
We are the premier provider of state and SEC registration and compliance consulting services for those seeking to become an independent RIA.
How do you differentiate your offering from competitors?
Our turnkey solutions satisfy startup and operating needs for RIAs, including state and Securities and Exchange Commission (SEC) registration, ongoing compliance consulting, and access to our sponsored E&O program. Best of all, we do it with responsive, personal service that is second to none in the industry.
What else would you like to say about your business?
We provide personal, hands on support. We are very comprehensive and entirely proactive.