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For More Info Contact:

Dawn Kodin: dawn@riabiz.com

(360)647-2842

John Kodin: john@riabiz.com

(360) 714-8662

Advanced Regulatory Compliance, LLC

Filed under: Compliance Expert

Advanced Regulatory Compliance, LLC logo

Company info:

Top executive: Patrick J. Burns, Jr., J.D.

310-275-7300

8383 Wilshire Boulevard, Suite 950

Beverly Hills, California, United States,

RIA department info:

Contact: Patrick J. Burns, Jr., J.D.

310-275-7300

pburns@advreg.com

Etcetera:

  • Founded in 2004


Q&A:

What is the service or product you offer to RIAs?

RIA registration, plain English Form ADVs, mock audits and ongoing compliance support.

How do you differentiate your offering from competitors?

We offer highly personalized compliance support to existing RIAs and work in conjunction with our affiliate, The Law Offices of Patrick J. Burns, Jr., P.C. (“PJB Law”). PJB Law is dedicated to helping wire house advisors safely transition to independence.


Related Listings:

The Law Offices of Patrick J. Burns, Jr., P.C.

Filed under: Specialized Breakaway Service