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Guest Columnist Sheldon Geller

2 articles

Articles written by Guest Columnist Sheldon Geller

Sheldon Geller: Fee-only advisors have, by their choice of compensation, eliminated most, if not all, conflicts inherent in the marketplace.

How RIAs can rule the 401(k) realm by becoming advocates for plan sponsors -- and start by eliminating eight marketplace conflicts

Brokers can still claim an edge with their knowledge of DC administrative matters but that's a bowling pin ready for the toppling

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Sheldon Geller: Plan fiduciaries were deemed to have violated their duty of prudence by selecting mutual funds whose fees were based on the retail share class rather than the institutional share class.

What RIAs must know about hidden, and excessive, fees in serving as fiduciaries to a 401(k) plan

With lawsuits and enforcement actions mounting, and new rules in place, what DOL wants is not all that abstract or theoretical anymore

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